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ESMA publishes report on cross-border investment services supervision

ESMA published a follow-up report assessing progress made by national competent authorities (NCAs) in six EU member states (Netherlands, Germany, Czech Republic, Luxembourg, Cyprus, Malta) on implementing recommendations from a 2022 peer review on supervision of cross-border activities of investment firms. The report highlights improvements in authorisation controls, supervision across the supervisory cycle, and strengthened oversight of cross-border investment services within the EU Single Market.

Who is affected

National competent authorities (NCAs) in the Netherlands, Germany, Czech Republic, Luxembourg, Cyprus, and Malta; investment firms operating cross-border within the EU

Language
EN

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